Bangkok, May 28, 2015 ? The SEC revised regulations for more flexibility to promote cross-border offerings of debt securities and collective investment schemes (CIS). The revision aims to increase
Bangkok, February 11, 2014 ? Vorapol Socatiyanurak, SEC Secretary-General revealed that the SEC Board has approved draft regulation on the offering of ASEAN Collective Investment Schemes (ASEAN CIS
that towards the end of the year and into 2021 demand should increase. In other segments, disruption in cross border logistics is the key concern and once mitigation efforts are in place we should return
of IT risks and risk mitigation policies, plans, and measures. For example, business continuity management, IT security, incident management, and IT asset management. (4) Proper allocation and https
) CGCodePart02_2 ) Consideration of IT risks and risk mitigation policies, plans, and measures. For example, business continuity management, IT security, incident management, and IT asset management. (4) Proper
in the capital market through continuous regulatory measures and developing standardized regulations that enable effective monitoring, prevention, and risk mitigation, for example, the forthcoming
considering the purchase of units of foreign collective investment schemes should understand the concept and principles of the foreign collective investment schemes. If you are in any doubt, you should consult
น 2 (ค) บุคคลซึ่งลงทุนในหนวยลงทุนของกองทุนรวมเพื่อผูลงทุนทั่วไป ที่เสนอขายหนวยลงทุนภายใตโครงการ Cross-border Public Offers of ASEAN Collective Investment Schemes โดยเปนการลงทุนของผูลงทุนที่มิได
สำนักงานยอมรับคือ Module 6 Securities Products and Analysis (“Module 6”) และ Module 8 Collective Investment Schemes (“Module 8”) ของ Capital Market and Financial Advisory Services