specified in the notification of the Capital Market Supervisory Board. The public prosecutor ordered a non-prosecution order. SEC Act S.246 and 247 Criminal Complaint Filed with an Inquiry Official Dated
period specified in the notification of the Capital Market Supervisory Board. The public prosecutor ordered a non-prosecution order. SEC Act S.246 and 247 Criminal Complaint Filed with an Inquiry
Bangkok, 23 June 2017 ? The SEC has ordered Polaris Capital Public Company Limited (POLAR) to have an auditor conduct a special audit on the sources, existence and completeness of its accounting
Company is managing. 1.10 Notice on cessation of fund offering in Thailand In case of a merger or termination of a Hong Kong Covered Fund under HK-TH MRF in Hong Kong or the Hong Kong Covered Management
Thailand. Clause 5 In the following cases, the CIS operator shall notify the SEC Office and unitholders in advance and shall comply with the respective regulations as follows: 3 (1) In case of a merger or
amalgamation or merger with, or any sale or purchase transaction relating to any material asset with CSL. (The conditions precedent in items (1) to (7) above are collectively referred to as the “Conditions”.) 2
and allowance, the warehouse rental expenses, and the customer relationship expenses. Finally, the depreciation and amortization of the assets that the company had received from the merger companies
impose civil sanction on the eight offenders. In this regard, (1) PCL, (2) Pranay, (3) Manish and (5) Amit were ordered to pay a separate civil penalty of 500,000 baht while (4) PAPL was ordered to pay
28 March 2017. Earlier, the SEC ordered KC to have a special audit on the internal control system http://capital.sec.or.th/webapp/corp_fin/datafile/FS/FS_WARN0446_2016_E.pdf FS_PAGE_0446_E_2017-02