intermediary as capital market servicer renders credibility to Thai capital market system significantly, this Notification is stipulated with the objective to be standard of business operation which the
general investors through any methods. Clause 30 To protect unitholders’ interest, or to maintain national economic and financial stability or stability of the financial market system, mutual fund
necessary to maintain the stability of the financial and economic system of the country, or to maintain the stability of the trading and settlement system of the derivatives market. Signed
market business are persons registered with the Stock Exchange or the derivatives exchange as an agent of a member who can place trading order through the system for trading capital market products, if
ทรัพย์ ตลาดหลักทรัพย์แห่งประเทศไทย ระบบงานกำกับการซื้อขาย (Market Surveillance System) ระบบที่เกี่ยวข้องกับการรักษากลไกการทำงานของระบบซื้อขายหลักทรัพย์ให้มีความเป็นระเบียบเรียบร้อย (market surveillance
derivatives exchange as an agent of a member who can place trading order through the system for trading capital market products, if such persons have breached or failed to comply with the regulations prescribed
system for trading capital market products , if such persons have breached or failed to comply with the regulations prescribed by the Stock Exchange or the derivatives exchange and such regulations is the
member who can place trading order through the system for trading capital market products , if such persons have breached or failed to comply with the regulations prescribed by the Seock Exchange or the