neither undertake any responsibility for its accuracy nor be held liable for any loss or damages arising from or related to its use. ---------------------- Notification of the Capital Market Supervisory
Search The Securities and Exchange Commission, Thailand About Us Our Roles Our Structure SEC Board Capital Market Supervisory Board SEC Executives Organization Chart
Financial Institutions Act B.E. 2523 (1980), except as specified in Chapter 7. “capital market product” means securities and derivatives. “general manager” means a person who is assigned by the board of
translation is strictly for reference. 3 Notification of the Office of the Securities and Exchange Commission No. Sor Lor Thor. 8/2557 Re: Approval of Personnel in the Capital Market Business
translation is strictly for reference. Notification of the Office of the Securities and Exchange Commission No. Sor Lor Thor. 8/2557 Re: Approval of Personnel in the Capital Market Business ___________________
approval as securities investment consultant and banned him from re-entering the capital market and performing duties as a branch manager for any business in the industry for 10 years. Since the period of
any responsibility for its accuracy nor be held liable for any loss or damages arising from or related to its use. ---------------------- Notification of the Capital Market Supervisory Board No. TorThor
and expectation without having supporting information or documents to back up his claim were in contravention of the Notification of the Capital Market Supervisory Board*. The SEC therefore suspended
Mr Peerapong Jirasevijinda From 12 July 2023 to 30 September 2024, Mr Peerapong Jirasevijinda, a former Chief Executive Officer and a Fund Manager of BBL Asset Management Company Limited (“BBL”), who
highlight the commitment of the Thai capital market sector and partner organizations to promoting gender equality and the roles of women. This event took place on 11 March 2024, at Sukri Kaocharern Hall