report for the first half of the fiscal year 2020 and (Interim Management Discussion and Analysis to the SEC within the specified period The public prosecutor issued a prosecution order against the accused

management discussion and analysis (“MD&A”) for Q3/2020 to the SEC office within the period specified in the notification which is within on November 16, 2020. but GL submitted that financial statement to

audited financial statements for Q3/2020 and an interim management discussion and analysis (MD&A) for Q3/2020 within the period specified in the notification of the Capital Market Supervisory Board as a

of the Stock Exchange of Thailand within the period specified in the notification as follows : (1) the reviewed financial statements for Q3/2019 (2) the interim management discussion and analysis (“MD

) the interim management discussion and analysis (“MD&A”) of Q3/2019 (3) the audited financial statements for the year 2019 (4) MD&A of 2019 (5) the reviewed financial statements for Q1/2020 (6

. That is, the securities broker failed to Inefficient management and management of liquidity risks. (2) failed to maintain the net capital (“NC”) in accordance with the rules, conditions and procedures

Mr. Morakot Chaithongkum Mr. Morakot Chaithongkum operated securities businesses of investment advisory and private fund management by giving advice in the normal course of business to the public

safeguard the interests of the clients who entrusted the management of their private funds, using knowledge and abilities comparable to professional practitioners. This case is in the process of inquiry by

order to pay security in the amount of 50 million baht to GISP, but such amounts transferred to Liger Management Company Limited ("Liger") and transferred to other persons due to Mr. Aran’s

contract in order to pay security in the amount of 50 million baht to GISP, but such amounts transferred to Liger Management Company Limited ("Liger") and transferred to other persons due to Mr