Funds, REIT managers and trustees. Under the proposed amendments, investment management companies are required to maintain three types of capital, namely, (1) the initial capital or the minimum owner’s

the term of the program under Clause 27 and Clause 52, certain facts appear to the SEC Office showing that the approved entity has failed to maintain the qualifications in accordance with the approval

registrar of any asset as assigned by a client, the securities registrar shall proceed according to the rules, conditions and procedures for recording and maintaining the register of securities including

following business day; (b) the day of the closing of the register of unitholders for payment of dividends, to be announced within the following business day; and (c) the business day before the day of the

existing shareholders, who are entitled for the allotment of the Warrants and whose names appear on the Company’s share register book on 12 May 2020, which is the record date to determine the names of the

securities clearing house shall perform the following: (1) create and maintain for each member an accurate and current register of assets received from or possessed for the member separately from the

to close the bondholders' register at least 14 days prior to the meeting date;                      (1.2) Failing to require the bondholder registrar to notify the Thai Bond Market Association at

’ register at least 14 days before the bondholders’ meeting date;        - Ensuring that the bond registrar notifies the Thai Bond Market Association at least seven days before the first closure date of the

derivatives business registration under this Notification shall be deemed terminated. Chapter 2 Maintaining Registration _____________ Clause 11 A registered derivatives business operator shall maintain its

derivatives business operator shall maintain its qualification all the time as registered derivatives business operator as follows: (1) 3 registered derivatives business operator who is a commercial bank, a