bondholders’ representatives to have paid-up registered capital at a minimum of 25 million baht, comparable to securities companies that maintain clients' assets in custody. Moreover, funding portals who act
which are fixed income funds making daily redemptions and same-day settlements or settlements on the next business day. It is therefore crucial that they maintain adequate liquidity to respond to
has to be maintained to ensure continuity of business operations.To cover potential liability risks arising from professional negligence, asset management companies are required to maintain
. That is, the securities broker failed to Inefficient management and management of liquidity risks. (2) failed to maintain the net capital (“NC”) in accordance with the rules, conditions and procedures
Platform of Choice” in order to maintain existing clients with good track records while also broadening opportunities to acquire new patrons via digital channels. KASIKORNBANK has established its business
capability to cover debt obligations. The company places an importance to maintain its credit rating to ensures the funding costs are optimal at an appropriate level at BBB+ rating by S&P Global. AIS is
) the consideration framework of the SEC Office on factors for issuing [administrative] order to the REIT manager shall be subject to the provisions under Chapter 4. Chapter 1 Granting an Approval for
supervisory framework for the use of Artificial Intelligence (AI) and Machine Learning in the Thai capital market. The framework is in line with the International Organization of Securities Commissions: IOSCO
. In response to such change, the SEC closely monitors mega trends in international markets and aims to ensure the Thai capital market regulatory framework does not impede new developments. Equity
Conglomerate’s business can maintain healthy growth within appropriate risk limits under normal and stress scenarios. Enhancement of End-to-End Product Management Framework to ensure that all key products and