UOB Asset Mannagement [Thailand] Co.,Ltd, Between May 13, 2019 and August 1, 2021, UOB Asset Mannagement [Thailand] Co.,Ltd, a fund management company, there is a system to ratio monitoring and
, conditions and procedures as specified in the notification by failing to put in place a sufficient and effective system for analyzing, reviewing and monitoring the quality of securities. SEC Act S.117
the capital market or a lack of information that may affect investment decision making of investors. The key points of the amendment are as summarized below: (1) Prohibiting local securities
available at the office of the derivatives business operator for public access and also be published in at least one local daily newspaper in accordance with the rules specified in the notification of the SEC
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transition to a low-carbon society. Additionally, experts from both local and international organizations were invited as panelists to share their experience in promoting transition finance toward low-carbon
between the public and private sector to help develop economy across the country. At present, a number of local businesses with strong growth potential located in every province but yet to have access to
of COVID-19 local infections since mid-December of last year. Economic activity improved in February as the outbreak was brought under control and external demand continued to recover. Private
for sale to the public in the respective local market could apply for an expedited review process if it intends to invest in a master fund that meets the requirements set out in the SFC and SEC Circular