This public hearing proposes to revise the qualifications for private funds under the definition of “Institutional Investor.” The proposal would allow private funds to be recognized as
of the opinion that the OTO’s proposed offering for sale of capital increase shares through private placement was appropriate. With regard to the company’s investment in HPS, although such investee
types of securities business license, namely (1) Type E Securities Business License* for equity instruments, and (2) Private Fund Management License. The proposed amendment aims to increase choices of
Some business operators wish to provide services of specific securities business, for example, brokerage, dealing and underwriting of equity instruments or private fund management, but are unable to
With the opening keynote speech given by Mr. Thawatchai Pittayasophon, SEC Deputy Secretary-General, Acting Secretary-General, the seminar is aimed to provide the public and private sectors, state
, Chairman of TBA said ?TBA is well aware of intermediary?s roles to promote saving and investment to uplift a standard of living and build a stable life. With over 6,600 bank branches nationwide, the
transaction was undertaken in the best interests of ACC, as well as the verification of information relating to persons connected with the three PP investors mentioned above.The above information constitutes
The initiative forms part of the SEC’s policy efforts to strengthen the capital market as a viable source of funding and an important mechanism for supporting small and medium-sized enterprises (SMEs). In this regard, the SEC has considered introducing PP regulations governing the offering of newly issued shares and CDs by LiVEx-listed companies. The proposed regulatory framework is intended to facilitate fundraising activities by providing appropriate regulatory flexibility, while continuing to...
ACC submitted a letter providing clarification to the SEC and publicly disclosed such information through the SETLink on 1 April 2026 regarding the criteria applied in selecting private placement
ก.ล.ต. เปิดรับฟังความคิดเห็นหลักการเกี่ยวกับการปรับปรุงหลักเกณฑ์การเสนอขายหุ้นที่ออกใหม่ต่อบุคคลในวงจำกัด (Private Placement) ของบริษัทจดทะเบียน