explore ways to improve the use of ESG disclosure and sustainability data in understanding the long-term value and performance of assets.”Ms. Kingpai Koosakulnirund, Vice President, CFA Society Thailand
compete. One approach is to explore new lines of business other than their core securities and derivatives businesses. Such new businesses may have a higher investment value and a higher risk, or may not
will explore an ASEAN sustainability-linked bond standards to facilitate bond issuance for sustainability-related goals. This will complement the suite of bond standards that ACMF has already introduced
has agreed to explore efforts towards facilitating the movement of capital market professionals in consultation with industry players in the region. Editor?s notes:? The ACMF is a grouping of capital
examine the operation of such branch office. (Unofficial Translation) 2 In case where no person is responsible for the operation of branch office under the first paragraph or such person is unable to
Appoint as Executive Report/Form (Notification of Securities and Exchange Commission) Form 103-1 List of Information Intend to Examine by the Securities Company Report/Form (Notification of Securities
collaborating with the SET to monitor and examine this case. Any activity found liable to be an offense under the SEA will be subject to legal proceedings as deemed appropriate. Remarks:- Acquisition of shares
Thailand (SETLink) by 13 November 2024. The SEC is collaborating with the SET to monitor and examine this case. Any activity found liable to be an offense under the SEA will be subject to legal proceedings
long selling transactions; (5) To require that securities companies examine clients’ securities trading orders to verify that the clients fully borrow or own securities before executing the trading
advised to regularly examine the mutual fund unitholding reports as well as related bank accounts. Moreover, investors should not leave important investment documents with ICs. In case of any doubts or