Mr.Prasert Mr.Prasert (surname not available), jointly with other alleged persons, operated mutual fund management in Thailand under the name of "Standard Morgan" without proper licenses

Globalview Consulting Co.,Ltd. Globalview Consulting Co.,Ltd. colluded with other alleged offenders in operating securities businesses of brokerage, investment advisory and private fund management by

advisory and private fund management by advertising, soliciting and using website http://www.qb-corp.com without obtaining license from the SEC, in violation of the Securities and Exchange Act B.E. 2535

and private fund management. Furthermore, PPI used website: www.ppi-advisory.com to lure investing public that it had very knowledgeable and experienced adviser team to provide appropriate investment

offenders in operating securities businesses of brokerage, investment advisory and private fund management. Furthermore, PPI used website: www.ppi-advisory.com to lure investing public that it had very

Yarnapund Public Company Limited Yarnapund Public Company Limited failed to prepare and submit the financial report for the first half of the year 2015 together with an interim management discussion

report for the first half of the year 2015 together with an interim management discussion and analysis (MD&A) to the SEC and the SET within the specified period. The public prosecutor issued a

Dr.Aurchat Kanjanapitak In late 2012, Dr.Aurchat Kanjanapitak, (“Dr.Aurchat”) former managing director responsible for operation and management of Ramkhamhaeng Hospital Public Company Limited (“RAM

foreign investors to make investments according to Gilt Edge’s advice and management to earn tax benefits and long-term returns. Gilt Edge also advertised that the company had a team of professional and

investors to make investments according to Gilt Edge’s advice and management to earn tax benefits and long-term returns. Gilt Edge also advertised that the company had a team of professional and experienced