auditor rotation, aiming to enable the audit committee to appoint an independent individual to be its auditor and promote the auditors to truly maintain their independence.
securities (securities company and commercial bank with securities underwriting license) know individual client before selling client any product through suitability test. The test will be beneficial to
alternative assets such as gold mutual funds and investment in derivatives other than hedging purpose, management companies may choose to control the permissible investment proportion at individual level. In
receiving appropriate level of protection. AI comprises (1) institutional investor* such as commercial bank, mutual fund, provident fund and (2) investors with high net worth, which means (i) an individual
regulations under Chapter 7/1. Clause 4 In the case where there is a necessary and reasonable ground, the SEC Office may grant a waiver for an intermediary from complying with any rule under this Notification
COMPANY LIMITED SEC did not grant extension for submission of TIES 08/04/2015 PSG CORPORATION PUBLIC COMPANY LIMITED SEC notifies TIES to rectify 2014 financial statements Finanacial Statements ( 69 record
financial statements 2015 27/05/2015 AI ENERGY PUBLIC COMPANY LIMITED SEC did not grant extension of deadlines for AIE and AI financial statements and also notified AIE to submit the opinion of audit
Market Supervisory Board under Section 60 of the Securities and Exchange Act (No. 4) B.E. 2551 (2008), at the meeting no. 6/2009 held on 13 May 2009 resolved to grant approval for securities companies to