Office in accordance with the rules, conditions and procedures specified in the notification of the SEC. The securities company may act as a custodian for the person who has authorized it to manage the
/2553 Securities Companies and Derivatives Business Operators Holidays in 2011 19/08/2010 19/08/2010 5. Notification of the Office of the Securities and Exchange Commission SorThor 4/2552 Special
listed in the register of person qualified to be property fund manager have any prohibited characteristics as prescribed by the Notification of the Capital Market Supervisory Board governing prohibited
register of person qualified to be property fund manager according to Clause 6 shall not have prohibited characteristics as prescribed in the Notification of the Capital Market Supervisory Board governing
). Clause 3. In this Notification: The term “executive” shall have the same meaning with the definition of such term as specified in the Notification of the Capital Market Supervisory Board concerning other
e-service Online Submission Executives of securities companies and personnel in securities business >> Type Title Section See document Status Notified Date Effective Date 1. Notification of the
permits by virtue of law, the Securities and Exchange Commission hereby issues the following regulations: Clause 1. The person granted a license to undertake derivatives business in the category of