Financial Advisor and Scope of Work and this Notification, the approved person shall cooperate in providing 4 Amended by the Notification of the Capital Market Supervisory Board No. Tor Jor. 56/2561 Re
management committee, an investment committee, or an operation supervisory committee, or advisor to such committees. (4) 3 Repealed. (4) (5) “departmental director” means any person who is responsible for the
Capital market professional. For example, financial advisor, asset appraiser, credit rating agency, trust manager, etc. phanchul Typewriter [Input date] phanchul Typewriter [Fill in ALL latest applicant's
group of persons assume the responsibility to the completeness and accuracy of the information in the case where such juristic person or the non-juristic group of persons has the duty to submit
holders; (8) “sukuk trustee” means any trustee who has the duty to protect the rights and benefits of sukuk holders; (9) “Shariah advisor” means any advisor who has the duty to consider transactions in
(%) ……………………. ………………… ……………………. ……………………. ………………… ……………………. ……………………. ………………… ……………………. O no 5.2 Being an employee, officer, advisor with permanent salary or power of control of a company, parent company, subsidiary, affiliate or being a person who may be in conflict: O yes (please
Business Operator in the Category of Derivatives Broker, Derivatives Dealer and Derivatives advisor 19/10/2004 01/11/2004 Contact The Securities and Exchange Commission, Thailand 333/3 Vibhavadi-Rangsit
instruction of the SEC, such kind of debt could not be legally recorded in the financial statement in accordance with the applicable accounting standards. In addition, one of the appointed legal advisor was