today filed a criminal complaint against additional six directors and executives of General Engineering Plc. (GEN), namely (1) (1) M.L. Tossuwan Thongtaem (2) Premchai Kusolrerkdee (3) Apinuntakan

According to an inspection report submitted by Maybank Kim Eng and a complaint from a client and the SEC’s further investigation, it was found that during August 2011 – October 2018, {A} sent trading

Competition, which featured the Royal Trophy from Her Royal Highness Princess Maha Chakri Sirindhorn. The SEC supported the competition and sent a football team to participate in the event to enhance

Exchange Commission Meeting No. 4/2565 passed a resolution approving the exemption from filing the registration statement with the SEC prior to the offering. This is to ensure that the offering of

offenses have broadly damaged public interests. Given that the damages from STARK’s liabilities exceed 38 billion baht, there is a reasonable ground to believe that the offenders might transfer or dispose of

leading the public to believe that the said company is: (1) a social enterprise thus allowed to make a public offering without the requirement to obtain approval or file a registration statement with SEC

the public to believe that the said company is: (1) a social enterprise thus allowed to make a public offering without the requirement to obtain approval or file a registration statement with SEC, and

Bangkok, February 6, 2015 - The SEC suspended {A}, a capital market investment consultant of Capital Nomura Securities PLC., for receiving trading orders from a person who was not the owner of

client and seeking benefits from the client during the performance of duties.   From a report of Finansia Syrus Securities Plc, the SEC further probed into the case and found that Acting Sub-lieutenant

Bangkok, January 14, 2015 ? The SEC suspended {A}, a securities investment consultant of Finansia Syrus Securities PLC., for trading securities on behalf of client and seeking benefits from the