SEC files criminal complaint against 11 SLC share price manipulators Bangkok, September 9, 2014 ? The SEC today filed a criminal complaint with the Department of Special Investigation (DSI) against
SEC files criminal complaint against 15 alleged offenders on account of price manipulation of 12 securities Bangkok, May 8, 2012 ? The SEC today filed a criminal complaint against 15 alleged
today filed a criminal complaint against additional six directors and executives of General Engineering Plc. (GEN), namely (1) (1) M.L. Tossuwan Thongtaem (2) Premchai Kusolrerkdee (3) Apinuntakan
Bangkok, February 6, 2015 - The SEC suspended {A}, a capital market investment consultant of Capital Nomura Securities PLC., for receiving trading orders from a person who was not the owner of
client and seeking benefits from the client during the performance of duties. From a report of Finansia Syrus Securities Plc, the SEC further probed into the case and found that Acting Sub-lieutenant
Bangkok, January 14, 2015 ? The SEC suspended {A}, a securities investment consultant of Finansia Syrus Securities PLC., for trading securities on behalf of client and seeking benefits from the
quarter of the previous year, due to an improved performance of the Company’s investments. The Company’s gains and return on financial instruments were derived from a variety of products, including
competition in a restaurant business and a continuous economic slowdown in both counties. In 1Q18, the Company generated revenues from the food and bakery wholesales in the amount of THB 145 Million which
, mainly due to a decrease in Brokerage fees, The significant revenues are as follows: 1.1 Brokerage fees The Company’s brokerage fees in 2019 was Baht 689 million, a decrease of 23% from the previous year
prior to the specified period will be subject to tax penalty. The client insisted on selling those units, reasoning that he did not claim LTF tax benefits from this portion. {A}, however, did not inform