Services to Clients of Securities Companies and Derivatives Intermediaries (No. 2) dated 3 June 2014, the SEC Office hereby issues the following regulations: Clause 1 The provision in this Notification is
Intermediaries (No. 2) dated 3 June 2014, the SEC Office hereby issues the following regulations: Clause 1 The provision in this Notification is prescribed in details of appointing an independent director as
ประกาศคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ UNOFFICIAL TRANSLATION Codified up to No. 4 As of 14 December 2016 Readers should be aware that only the original Thai text has legal force, and that
: Maintenance of Financial Position of Licensed Derivative Brokers (No. 2) dated 2 May 2006, which came into force on 16 May 2006; 4 Clause 2/11 The provision as prescribed in Clause 3 shall not be applicable to
Licensed Derivative Brokers (No. 2) dated 2 May 2006, which came into force on 16 May 2006; 4 Clause 2/11 The provision as prescribed in Clause 3 shall not be applicable to a derivatives broker which has
(UNOFFICIAL TRANSLATION) Readers should be aware that only the original Thai text has legal force, and that this English translation is strictly for reference. Notification of the Office of the
(UNOFFICIAL TRANSLATION) Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. The SEC, Thailand can neither undertake
Microsoft Word - SorNor_21_2551_en_final (UNOFFICIAL TRANSLATION) Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference
.. (Translation) Page 1 of 3 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. The SEC, Thailand cannot undertake