Mr. Prasert Siripun Mr. Prasert Siripun, Director responsible for the operation of Scan Global Public Company Limited (“SCAN”) failed to supervise SCAN to prepare and submit (1) the audited financial

Energy Earth Public Company Limited Energy Earth Public Company Limited, failed to prepare and submit (1) the audited financial statements for the year 2018, (2) the annual registration statement for

, the From 56-2 of 2018, the reviewed financial statements for Q2/2019 to SEC respectively. SEC Act S.300 Criminal Complaint Filed with an Inquiry Official Dated 09/03/2020

Rich Asia Corporation Public Company Limited Rich Asia Corporation Public Company Limited (RICH) failed to prepare and submit (1) a financial statement for the year 2018 (2) an interim management

SMC Power Public Company Limited SMC Power Public Company Limited, failed to prepare and submit (1) the audited financial statements for the year 2016, (2) the annual report for the year 2016 (Form

financial statements for the year 2016, (2) the annual report for the year 2016 (Form 56-2, 2016), (3) the audited financial statements for the year 2017, (4) the annual report for the year 2017 (Form 56-2

Energy Earth Public Company Limited Energy Earth Public Company Limited, failed to prepare and submit (1) the audited financial statements for the year 2019 (2) the annual report for the year 2019

Group Lease Public Company Limited Group Lease Public Company Limited (“GL”) a securities issuer, failed to prepare and submit the inaccurate financial statement for Q3/2020 and the interim

POLAR’s failure to prepare and submit the financial reports through the transmission system within the period specified in the notification as follows : (1) the reviewed financial statements for Q3/2019 (2

and submit the financial reports through the transmission system within the period specified in the notification as follows : (1) the reviewed financial statements for Q2/2020 (2) MD&A of Q2/2020 (3