a starting point for mapping out a personal financial plan before taking the next steps toward informed and educated investment decisions,? said SEC Secretary-General Rapee Sucharitakul. The SEC Open
management companies must provide explanation concerning the funds for investors? understanding and must also take necessary steps to ensure that investors learn of associated risks prior to making investment
investment units for capital increase: The top ten unitholders; Directors of the management company; The authorized signatories of the party that guarantees the income; The independent expert on technology
“Policy Directions on Sustainability-related Financial Disclosures,” exchanging the SEC’s sustainability disclosure policy from the regulatory perspectives with expert experience in Thailand and the
the integration of ESG factors, especially climate change, into securities research papers to provide investors with information for making investment decisions. An expert lecturer from CFA Institute
REIT 7.1 Explain the main operating structure of the REIT, including the steps and procedures for submitting an application to the SEC Office, offering the REIT units, establishing the REIT, transferring
The SEC has ordered Zipmex, by virtue of Clause 13/1(3) of the said Notification, to take steps towards meeting the minimum net capital requirements, taking into account clients’ best interest as
regard, the SEC advises investors currently using these platforms to take steps to secure their assets before the access restriction takes effect. The SEC advises the public and investors to be cautious
. Pursuant to the amended rules, the approval process is now divided into two steps, namely: (1) examining the qualifications and appropriateness of the required work systems according to the application
. In the picture (from left to right): (1) Mr. Praphatphong Chanchit, Legal Expert, Office of the Consumer Protection Board, (2) Ms. Ubonrat Chanrang, Director of Communications Department, Bank