any person directly or indirectly holding shares of securities company in excess of ten percent of voting shares of such company.Where a securities company issues shares with different voting rights
management company is subject to disclose and update information and correct the proportion in a certain period. It is prohibited from distributing dividends and counting votes in the excess portion.The draft
in Capital Market Act B.E. 2550 (2007), the SEC Office hereby issues the following regulations: Clause 1 In this Notification: “trust” means the infrastructure trust created under the Notification of
consideration period ___________________ Clause 7 An applicant for the offering of newly issued units shall be the following; (1) for the initial offering where the trust has not been created, the settlor, who
/>ตามที่บริษัทหลักทรัพย์หลายแห่งสอบถามว่า หากลูกค้านำหุ้นมาวางไว้ในบัญชีมาร์จิ้น บริษัทหลักทรัพย์สามารถให้ลูกค้าถอนเงินได้เท่ากับจำนวน excess equity ที่มีอยู่ได้หรือไม่ และหากลูกค้าได้ใช้ excess equity
derivatives fund managers being a financial institution regulated by other agencies; “ electronic data ” means data that are created, sent , received, stored or processed through electronic https
that are created, sent , received, stored or processed through electronic procedures https://publish.sec.or.th/nrs/3808pe_r.pdf ประกาศคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ derivatives fund managers
ตลาดหลักทรัพย์ established under specific laws or any legal entity licensed to undertake finance or commercial banking business. “ electronic data” means statements that are created, sent, received, stored or
company; “ electronic information” means the information created https://publish.sec.or.th/nrs/6736se.pdf Translation securities company shall retain such record until all the procedures are completed. In
May 2004. Clause 2. In this Notification, “ electronic data” means the information created, transmitted, received, stored or processed by an electronic means; “securities https://publish.sec.or.th/nrs