firm must neither count the votes over the limit nor pay dividends for such excess holdings.  Some types of unitholders are, however, exempted from the one-third limit, such as, the Government Pension

Mr. Nuttawut Teawsomboonkij Mr. Nuttawut Teawsomboonkij, who was a shareholder of TFG holding in excess of five percent (5%) of the registered capital, knew or had material information that was

/2015 16/05/2015 6. Notification of Capital Market Supervisory Board   72/2552 Re: Allotment of Shares in Excess of Underwriting Amount (Codefied)   03/08/2009 01/09/2009 Notification of Capital Market

UNOFFICIAL TRANSLATION Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Office of the Securities and Exchange Commission No. Sor Nor. 87/2558 Re: Rules, Conditions, and Procedures for Management of Retail Funds, Mutual Funds for Accredited Investors, Mutual Funds for Institutional Funds, and Private Funds ______________________ By virtue of Clause 6, Clause 8, and Clause 9 of the Notification...

, revising the conditions for obtaining a license to allow applicants to choose whether to engage in mutual fund or private fund management, thus avoiding the burden of setting up systems for services they do

in each type of assets. In this regard, asset management companies may choose to invest in mutual funds that concentrate on a specific type of assets and require specific expertise of fund managers

may consider further extension. If the AGM 2020 agenda contains only matters for acknowledgement, asset management companies and REIT managers may choose to send out such information instead of

a mechanism for PVD to automatically choose a suitable investment policy for members who do not make a choice by themselves by taking into consideration such members’ characteristics such as age and

criteria are relatively more relaxed, and the expenses do not cause excessive burdens on the issuers. Companies capable of complying with the regulations may choose to be listed and traded on BdL or

securities businesses.  The proposed revision covers the principles and the draft Ministerial Regulation for a new licensing scheme whereby an applicant could choose to solely apply for a specific license