securities trading account to trade securities for others and accepting authorization to make securities trading decision on behalf of client, in violation of Clause 20(1) and (2) of the Notification of

client's child, as well as sometimes taking orders via mobile phone.{A}'s actions were deemed as obtaining authorization from client to make securities trading decisions on behalf of client; taking

indicated that {B} had obtained authorization to trade gold futures for the client. The client then acknowledged and accepted the trading as reported by him without any enquiries.  The acts of {A} and {B

authorization that {A} had obtained  to make securities trading decisions on the clients' behalf.In performing their duties, investment consultants  can send trading orders only when obtaining instructions from

conversions seemed to set investment framework for {E} to make trading decision and then inform the client afterward. This could be considered as misconduct for obtaining authorization to make derivatives

(Auto 11 Lines) Fax: +66(0)2-192-3744 Page 1 of 2 -Translation- No. ED-MD19-002 28th February 2019 Subject : Clarification of changes in excess of 20% in the operating results for year ended 2018 To

ED-MD2020-0028 6th August 2020 Subject Clarification of changes in excess of 20% in the operating results for year Q2/2020 To Director and General Manager The Stock Exchange of Thailand Eureka Design

Discussion and Analysis Quarter 2 Ending 30 Jun 2020 13/05/2020 19:38 Clarification of changes in excess of 20% in the operating results for year Q1/2020 25/02/2020 20:12 Management Discussion and Analysis

the return of all licenses, or (2) in cases other than (1), where a capital reduction pertains to excess capital reduction that becomes unnecessary for business operations. In any case, it must be

firm must neither count the votes over the limit nor pay dividends for such excess holdings.  Some types of unitholders are, however, exempted from the one-third limit, such as, the Government Pension