The Derivatives Act The Derivatives Act B.E. 2546 SECTION 41. The provisions of this Division shall apply to any derivatives broker licensed under Section 16. The SEC may, if necessary, promulgate
from the SEC, in violation of the Securities and Exchange Act B.E. 2535 (1992), Section 90 and subject to sanctions under Section 289. This case is in the process of inquiry by the inquiry official of
violation of the Securities and Exchange Act B.E. 2535 (1992), Section 90 and subject to sanctions under Section 289. This case is in the process of inquiry by the inquiry official of Economic Crime
1. Ms. Sucha Boonyanate, currently Assistant Secretary-General for the Legal Division, will serve as Deputy Secretary-General overseeing the Fundraising Division and the Accounting Supervision and
1. Ms. Nataya Niyamanusorn, Assistant Secretary-General in charge of the Investment Management Division, has been appointed Assistant Secretary-General in charge of the Intermediaries and Market
Prevention and Development Division and Market Intermediaries Division. 1.1 Prevention and Development Division comprises Corporate Monitoring Department, Financial Literacy Department and Corporate
), Section 16 and subject to sanctions under Section 125 respectively. This case is in the process of inquiry by the inquiry official of Economic Crime Suppression Division. SEC Act S.90 Criminal Complaint
and subject to sanctions under Section 289. This case is in the process of inquiry by the inquiry official of Economic Crime Suppression Division. SEC Act S.90 Criminal Complaint Filed with an
Bangkok, 8 December 2023 – The Securities and Exchange Commission (SEC) has announced the appointment of the Deputy Secretary-General in charge of Corporate Communication Division to serve as the SEC
the benefit of compliance with the order of the SEC Office, by virtue of section 141 (2) of the Securities and Exchange Act, B.E. 2535 (1992), the Office of the Securities and Exchange Commission, with