for the same securities at the same prices. Disguising that the confirmation on security deposit was made by the client was failure to perform duties with honesty whereas trading securities and
Couple (Mrs. Nuntakorn Thongtang) Common Share 30/09/2020 10,000 19.40 Purchase Link BANGKOK DUSIT MEDICAL SERVICES PUBLIC COMPANY LIMITED (BDMS) Mr. ATT THONGTANG Spouse / Cohabiting Couple (Mrs
the derivatives broker including spouse, cohabiting couple and minor children thereof, and any person who has facts or circumstances that allow the SEC to consider that he/she is the undisclosed
INFORMATION AND COMMUNICATION NETWORKS PUBLIC COMPANY LIMITED (ICN) Mr. MONCHAI MANEPAIROJ Spouse / Cohabiting Couple (Mrs. Pandao Manepairoj) Common Share 18/09/2020 10,000 1.94 Purchase Link INFORMATION AND
auditors and perform the audit under the provisions of the law governing auditors and any additional regulations specified in the notification of the SEC. The approval of the auditor under the first
Exchange Commission No. 30/2558 Re: Approval of Foreign Auditors in the Capital Market. 2. I will closely monitor the applicant to perform an audit work in giving opinions on financial statements with
: Approval for Personnel of Business Operator to Perform Duty of Investment Analysis and Investment Consultant dated January 18, 2012.
opportunity for new comers to perform technical analysis function in the capital market. The approval term will last two years, providing that the technical analysts will be required to pass certain
warning to the client about material information which is likely to affect the client?s benefits was considered failure to perform the duties with responsibility and due care as market professionals under