as regulatory cooperation in relation to the cross-border offering of eligible Hong Kong and Thai funds.In addition, the two regulators have agreed to expedite the approval process of a local feeder
Bangkok, 9 October 2017 ? The SEC and the Legal Execution Department (LED) have signed two memoranda of agreement (MOA) for mutual cooperation and information sharing, at the SEC Building today.The
expanded to include assets derived from criminal activities.Inter-agency collaboration in linking information and tracing financial flows is a key factor in disrupting and deterring the movement of assets
The SEC Secretary-General together with the Management Team convened a joint meeting yesterday with the Investment Banking Club led by President Mr. Somphop Keerasuntonpong to discuss cooperation in
Bangkok, June 16, 2016 ? The SEC in cooperation with the Federation of Accounting Professions (FAP) under the Royal Patronage of His Majasty the King is organizing the New Auditor?s Report
MOU, the SEC and NIDA will jointly drive knowledge and curriculum development to enhance the quality of graduates to become workforce for public, private and capital market sectors. The collaboration
transportation, the SEC requests intermediaries’ cooperation in considering virtual operation or the work-from-home routine during the said period.
meeting was convened to set the strategic direction and advance cooperation under the ACMF Action Plan 2026–2030. The Chairs endorsed the work plans and budgets of key working groups to further strengthen
The Memorandum of Understanding provides a framework for cooperation between the two authorities with respect to promoting innovation in financial services. The CSSF and the SEC Thailand intend to
the SEC website: www.sec.or.th/scamalert and email: scamalert@sec.or.th. This Investment Scam Hotline Initiative is part of the SEC’s contribution to the Collaboration for Combating Investment Scams