and disclose a report regarding his holding securities and the changes to such holdings (Form 59-2) within March 4, 2020. However, Mr. Fahmai prepared and disclosed the report (Form 59-2) to the SEC

prepare and submit On-Going Capital Requirement (CAR report) of November 2022 within DECEMBER 8, 2022 However, FL prepared and submitted the On-Going Capital Requirement (CAR report) of November 2022 to the

Securities Brokerage : Investment Units, had duties to prepare and submit the financial statement for first period of six months of the year 2023 within October 2, 2023 However, FL prepared and submitted the

Office within the next business day. However, Phillip Asset Management Company Limited prepared and and submited Form A-2 late in 3 cases, namely Form A-2 for the July 31, 2023, October 2, 2023, and

Solartron Public Company Limited Solartron Public Company Limited (“SOLAR”) prepared and submitted the inaccurate financial statement for the year 2015 to the SET and the SEC Office on February 26

Solartron Public Company Limited Solartron Public Company Limited (“SOLAR”) prepared and submitted the inaccurate reviewed financial statements for Q1/2016 to the SET and the SEC Office on May 13

Solartron Public Company Limited Solartron Public Company Limited (“SOLAR”) prepared and submitted the inaccurate annual registration statement for the year 2015 (Form 56-1) to the SET and the SEC

Electronics Industry Public Company Limited Electronics Industry Public Company Limited, a securities issuer, prepared and submitted the inaccurate financial statements for Q1/ 2016 ended March, 2016

Asia Capital Group Public Company Limited Asia Capital Group Public Company Limited (“ACAP”) prepared and submitted the inaccurate financial statement for the year 2016 to the SET and the SEC Office

Asia Capital Group Public Company Limited Asia Capital Group Public Company Limited (“ACAP”) prepared and submitted the inaccurate annual registration statement for the year 2016 (“Form 56-1”), to