place an efficient risk system for the management of financial and operational risks. In managing risks accociated with the operation of information technology, the derivatives broker shall put in place a

statement information of Kitchen Plus restaurant of Kitchen Plus for the year 2016 – 2017 and the first 6 months of 2018 are treated as confidential information of the 11 branches of Kitchen Plus restaurants

neither account owner nor account owner's appointee; failing to keep confidential client's information; and failing to keep records of investment advice and clients' trade order instructions; in violation

Bangkok, July 18, 2013 ?The SEC filed a criminal complaint with the Department of Special Investigation (DSI) against (1) Maris Tarab, former managing director of ING Funds (Thailand) Co., Ltd. (ING

fundamental skills are essential for efficiently managing personal finance in the future. The event took place on 22 April 2024, at KMUTT.Ms. Sireethorn Civilize, SEC Assistant Director of Investment Management

Mr. Dominic Der Kevorkian Mr. Dominic Der Kevorkian, as managing director responsible for the operation of K-TECH Construction PLC (KTECH), failed to supervise KTECH to submit the financial

Mr. Waravoot Lapvisutisin Mr. Waravoot Lapvisutisin, as managing director responsible for the operation of Picnic Corporation PLC (PICNI), failed to supervise PICNI to prepare and submit the

Mr. Pattanapong Dhanumataya Mr. Pattanapone Dhanumataya, as managing director resopnsible for the operation of ASCON Construction PLC (ASCON), failed to supervise ASCON to prepare and submit the

Mr. Somchit Bosereewong Mr. Somchit Bosereewong, as managing director responsible for the operation of Singha Paratech Public Company Limited (SINGHA), failed to supervise SINGHA to prepare and

Mr. Palits Phanpanit Mr. Palits Phanpanit, the managing director responsible for the operation of Yarnapund Public Company Limited (YNP), failed to supervise YNP to prepare and submit the reviewed