indirect totaling 25.70 percent of the Company’s paid-up capital. The Company extended the loan tenor from September 30, 2017 to November 15, 2017 to assist GSTEL who was still in the process of seeking
License No. Position Educational Qualification Experience in Auditing (years) 1. 2. 3. 4. (Additional details can be submitted as attachments) Details of assistant auditors who assist the audit engagement
Last names CPA License No. Position Educational Qualification Experience in Auditing (years) 1. 2. 3. 4. (Additional details can be submitted as attachments) Details of assistant auditors who assist the
control and proper operation of the business. Division 3 Compulsory Conditions Clause 14 An intermediary shall notify the details on the scope of function outsourced to a service provider under Clause 10 to
the control and proper operation of the business. Division 3 Compulsory Conditions Clause 14 An intermediary shall notify the details on the scope of function outsourced to a service provider under
retrieval for review or inspection by the SEC Office without delay; (4) it shall be accommodated to the SEC Office for inspecting the operation of the service provider upon request. Chapter 3 Compulsory
characteristics of personnel in securities businesses, the Office shall proceed in accordance with the rules and procedures as specified in such notification. Chapter 3 Compulsory Measures ______________________