responsibilities of high-level management Chapter 2 Availability of competent personnel Chapter 3 Fund management operation system 3.1 Accepting of purchase or redemption orders of investment units 3.2 Investment

internal audit and regulated by other competent regulators according to the notification of the SEC. The SEC Office has the power to waive the appointment of independent director temporary or permanently

a part of financial conglomerate which has share holding structure, examination of internal audit and regulated by other competent regulators according to the notification of the SEC. The SEC Office

part of financial conglomerate which has share holding structure, examination of internal audit and regulated by other competent regulators according to the notification of the SEC. The SEC Office has

aiding or abetting thereof; (b) an offence regarding documents or accounts such as falsifying documents, using or referring to falsified documents, informing the competent officer to record false

) adding the competent personnel to support the future growth plan; 4) an establishment of a new subsidiary namely "Malee Applied Sciences Company Limited", whose objectives to encourage farmers’ incomes as

In cases where the SEC Office considers that it is necessary and expedient, with the applicant’s consent, the competent officer shall be empowered to enter into the place of business or address of such

the Shareholders’ meeting has approved such disposition of assets. The payment shall be made in full prior to apply for the transfer ownership with the competent authority. 6. Expected Benefits for the

after closing. 6. There is no order, injunction, judgment, decree, regulation or court order issued by any governmental authority, regulatory body or court of competent jurisdiction which is in force, and

having been settled the case with a fine for such offence; (d) having been pending under charge or criminal proceeding by competent authorities for the offence under (c). (5) directors, managers and any