Facebook page "Aurora Trading Online" impersonates "Aurora Group"(Aurora Trading Company Limited (AUTR), Aurora Precious Metal International Pte Ltd (AUPM), and Aurora Design Public Company Limited
Facebook page "ARR Gold Trading" impersonates "Aurora Group" (Aurora Trading Company Limited (AUTR), Aurora Precious Metal International Pte Ltd (AUPM), and Aurora Design Public Company Limited (AURA
Facebook Page "ARR Gold Trading" impersonates "Aurora Group" (Aurora Trading Company Limited (AUTR), Aurora Precious Metal International Pte Ltd (AUPM), and Aurora Design Public Company Limited (AURA
December 27, 2012. It also revealed inappropriate action of a former capital market investment consultant of a securities company for trading derivatives on behalf of a client.The SEC found from its routine
Bangkok, September 12, 2014 - The SEC suspended {A}, a securities investment consultant of Globlex Securities Company Limited, for trading on a securities trading account of the client without
has approved in principle the proposed amendments to the regulations related to the provision of securities trading services and the sale of securities where the securities company does not have the
Previously, the SEC filed a criminal complaint against a group of 18 persons as joint principals in the case of jointly manipulating the price or trading volume of MORE share on 10 November 2022
SEC has issued the rules permitting the derivatives business operators or derivatives agent to carry out capital market product trading service in accordance with the Portfolio Advisory and Program
Globex Securities Co., Ltd., the SEC found from the investigation that {A}, a former capital market investment consultant of the company, had been authorized by her client to make securities and
Teratanavat, (3) Mr. Vijchu Chantatab, and (4) Mrs. Shanya Pengpunpat had collusively manipulated share price and/or trading volume of the Market for Alternative Investment (mai)-listed TIGER between 24-29