committing manipulation of Millcon Steel Public Company Limited ("MILL") share price by allowing Mr. Sittichai and Miss Tanika to use her securities trading account and her bank account for MILL
with SEC executives, joined the video tape recording to commemorate the auspicious occasion of Her Majesty Queen Sirikit the Queen Mother’s Birthday Anniversary on 12 August 2023. The recording took
. Jomkwan Kongsakul, and Mr. Anek Yooyuen, together with SEC executives and staff, joined the well-wishing ceremony and signed a book of well-wishes on the auspicious occasion of Her Majesty Queen Sirikit
Eng Securities (Thailand) Plc. that {A} had been authorized by two clients to make securities trading decisions on their behalf. Before this matter was reported to the company, {A} had told her branch
Bangkok, September 20, 2013 - The SEC imposed a one-month suspension on {A}, a derivatives investment consultant of Asia Plus Securities Plc. for trading derivatives on behalf of her client.Following
information about the funds’ investment plans to trade securities for her personal or other persons’ gains (front running). The Criminal Court dismissed the lawsuit. SEC Act S.315 in conjunction with 311
. The SEC therefore suspended them from duty as approved investment consultant for one month. For {C}, the SEC received a report from her employer that she failed to record some of her client trading
Act of 1992 with the following offences: (1) For her responsibility over PICNI operations in 2004 when she jointly made changes to the contracts to let bottling plants owned by her families or under her
her by Mr. Woraphant Chontong, her father, who was a director, executive director and senior executive vice president of financial and administration division of Sino-Thai Engineering and Construction