due regard to the information needs of its clients, and communicate information to them in a way which is clear, not distortion and not misleading; (11) clients’ relationships of trust An intermediary
Proceeds: the issuer must demonstrate the tracking of the managed proceeds for the designated project and credit the proceeds into a sub-account, in clear separation from the issuer’s other accounts; 2.4
loans that ACAP secured from other persons which were at the rates of 4.40% – 8.00% per annum. Furthermore, the lending period was not clear; there is a risk of default on the debt repayment; the use of
. Pursuant to the new regulations, an eligible fundraiser for the crowdfunding scheme must be a Thai company having a clear business plan. With respect to financing limit, an SME or a startup may raise
occasions, EARTH did not present any clear facts of whether the increased debt was mostly special circumstance damages or opportunity costs. According to the special audit conducted by EARTH at the
underlying purpose of the Royal Decree on Digital Asset Businesses B.E. 2561 (2018), which has come into force on 14 May 2018, is to regulate and supervise the use of digital assets as fund-raising instruments
make sure that all comments and suggestions will be taken into account as the SEC maintains the balance between industry development and appropriate investor protection. Given the 24/7 non-stop operation
take the issue into consideration. The proposed revisions will include requirements on (i) adequate numbers of investor contacts, (ii) presentation of seller (i.e. showing of identification card), (iii
into account risks of client and technical competency and level of relevant experience of audit staff. Meanwhile, deficiency was found on engagement performance (EP) with lowest average score, resulted
, eventually.?It took the team over 8 months to analyze environment and financial behaviors of the Thais in preparation of this Project. From the data collected, it was clear that the Thais have not emphasized