collaboration in preventing securities trading violations under the Securities and Exchange Act and the Anti-money Laundering Act. This agreement aims to support effective law enforcement capabilities and
forces when necessary. The goal is to improve prevention and enforcement efforts against unfair securities trading practices, embezzlement, fraud, and financial misconduct under the Securities and Exchange
According to the referral from the Stock Exchange of Thailand (SET), persons were found to have taken action liable to be an offense related to the sales of SQ shares by using inside information on
Following a referral from the Stock Exchange of Thailand (SET) in 2022 and the SEC’s further investigation, the uncovered facts and evidence led to the belief that Mr. Pongsak Lothongkam, who at the
According to referrals from the Stock Exchange of Thailand (SET) and the SEC’s further investigation, there were facts and evidence leading to believe that the actions of the three persons above
) prohibit securities trading on SET or securities trading center and entering into derivatives contracts on the Derivatives Exchange for the maximum duration as allowed by law
specified by the Civil Sanction Committee, and (5) prohibit the offender from trading securities on SET or securities trading center or entering into derivatives contracts on the Derivatives Exchange for
According to a referral from the Stock Exchange of Thailand (SET) and SEC’s further investigation, it was found that during December 2017 – February 2018, Chantip, by virtue of her position as
According to referral from the Stock Exchange of Thailand (SET) and SEC’s further investigation, it was found that during January - February 2017 Apichart Sukjirawat, Assistant Managing Director
, (2) prohibit the offenders from trading securities on the SET or entering into derivatives contracts on the Derivatives Exchange, (3) ban the holding of director or executive position at any issuing