Rules on Personnel in the Capital Market Business
The Approval of Personnel in the Capital Market Business
the integration of ESG factors, especially climate change, into securities research papers to provide investors with information for making investment decisions. An expert lecturer from CFA Institute
The Repeal of Notifications related to Directors, Managers and Other Personnel of Securities Companies and Derivatives Business Operators
cases: (1) appointment of infrastructure fund’s personnel as follows: (a) infrastructure fund manager who perform duty of making investment decision or divesting of infrastructure asset of infrastructure
shares on April 29, 2008 and RCI shares on May 2, 2008 in such a way that manipulated the prices of those shares, resulting in large trading volumes and change of share price inconsistent with normal
Company Limited and its subsidiaries had the operation results for the nine-month period ended September 30, 2019 with the following details: unit: THB million 2019 2018 Change (THB million) Change
written by such board of directors. In case of any material amendment, change or modification to such policy and plan, intermediaries shall comply with the requirement set out in the first paragraph (1) or