or client’s account on the condition that it is the following cases: (1) being short selling by which borrowing such securities for delivering is required according to the Notification of the Capital
Exchange Act 2535 100 12/03/1992 16/05/1992 2. Notification of Capital Market Supervisory Board TorKhor. 35/2553 Rules, Conditions and Procedures for Appointment of Agents for Selling Investment Units
is strictly for reference. Notification of the Capital Market Supervisory Board No. Tor Thor. 8/2561 Re: Rules, Conditions and Procedures for Selling, Repurchasing and Redeeming Units of ASEAN
. ASEAN CIS to be offered must share similar substances with mutual funds allowed to establish in Thailand and be offered for sale through ASEAN CIS selling agent which is a licensed securities broker
session. Besides, {A} admitted that she advised the client to sell the other securities to settle the buying order which the client agreed and asked her to submit the selling order via mobile phone
% decrease due to the company did not have revenue from selling real estate while there had recorded revenue from selling condominium units by amount of THB 36 million in the same period of last year. However
payment on the transferring date, June 5, 2019. The proceeds from the sale will be used to improve working capital, increase liquidity and reduce the financial burden. The selling of these land titles is a
day and submitted the selling orders at the prices lower than or equal to the purchase prices in the approximate periods that caused the client to suffer loss, eventually. Acting Sub-lieutenant Saroj