; (2) ensure that the giving of information or advice is restricted only to the capital products denominated in foreign currency for which the intermediary is allowed to provide services; (3) inform the

investment in capital market products denominated in foreign currency , the intermediary shall comply with not only the rules prescribed in the Notification on Standard of Business Operation , but also the

; (2) ensure that the giving of information or advice is restricted only to the capital products denominated in foreign currency for which the intermediary is allowed to provide services; (3) inform the

UNOFFICIAL TRANSLATION Readers should be aware that only the original Thai text has legal force, and that this English translation is strictly for reference. 9 Notification of the Capital Market

UNOFFICIAL TRANSLATION Readers should be aware that only the original Thai text has legal force, and that this English translation is strictly for reference. Notification of the Capital Market

at least the following conditions: (a) raising capital of the REIT is permitted only when it is not contradictory or inconsistent with the intention to establish the REIT and the provisions under the

services to the clients only in case of accepting selling orders or closing out the outstanding positions of capital market products in the clients’ trading accounts, except the intermediary is prohibited by

services to the clients only in case of accepting selling orders or closing out the outstanding positions of capital market products in the clients’ trading accounts, except the intermediary is prohibited by

offerings? Regulatory proposal Agree Disagree Not allowing public offerings, only institutional investors, venture capital funds, private equity funds, ultra high net worth investors, and retail investors

supervisor for any reason whatsoever only after approval of the SEC Office has been obtained. 3 The notification of the Capital Market Supervisory Board regarding commitments between unitholders and mutual