their own benefit. The second one prescribes a due date for payment of unit redemption within 7 days which is in line with ASEAN standards. The consultation paper is available on www.sec.or.th

trading orders, trading securities on behalf of client and making trading decisions for benefit of client without the client?s orders.Following a complaint against {A} lodged by a client of KGI Securities

draft, taking into account comments from public hearing on proposed principles early this year, covers prevention on use of inside information, transactions with related persons for the benefit of clients

as specified in the Notification of the Capital Market Supervisory Board by failing to put in place a sufficient and effective fund management systems which may cause serious damage to the benefit of

's system. 06/06/2018 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows :     - a compensation of the benefit received from

;   - a compensation of the benefit received from committing the offense in an amount of 704,250.00 Baht     - a civil monetary penalty of 880,312.50 Baht

Committee as follows :     - a compensation of the benefit received from committing the offense in an amount of 1,930,300.00 Baht     - a civil

benefit received from committing the offense in an amount of 9,558,197.00 Baht     - a civil monetary penalty of 14,337,295.50 Baht     - a

benefit received from committing the offense in an amount of 9,558,197.00 Baht     - a civil monetary penalty of 14,337,295.50 Baht     - a

benefit received from committing the offense in an amount of 3,720,984.00 Baht     - a civil monetary penalty of 5,581,476.00 Baht     - a