? behalf. With the said authorization, he traded with high trading volume for a period of time. {A} admitted to Maybank Kim Eng Securities that he used clients' User IDs and passwords to send trading orders
obtaining authorization from client to make securities trading decision on behalf of client, in violation of Clause 20(2) of the Notification of Capital Market Supervisory Board No. TorLorThor. 3/2555 Re
Bangkok, April 11, 2013 - The SEC found that {A}, a former capital market investment consultant of Globex Securities Co. Ltd., obtained authorization to make decisions on behalf of her client and
the transactions. Failure to record the client's securities trading orders and obtaining authorization to make securities trading decisions on behalf of the client are, respectively, in violation of
contract has not yet been signed with the project owner. Should there be any update, the company will inform investors accordingly. The company certifies that this information is accurate and complete in all
director, or any person who holds a position equivalent to any of the above regardless of the title, and includes any person who has full or partial authorization under an agreement of management; “affiliate
วยลงทนุตองใหคําแนะนําเพิ่มเติมถึงความ ไมเหมาะสม หากผูลงทุนยนืยันทีจ่ะลงทนุจะตองมกีารเก็บหลักฐานที่แสดงไดวา ผูลงทุนรับทราบวา กองทุนที่จะลงทุนไมเหมาะสมกับ risk profile ของตน 4. การ update ข
Disclosure of Global Power Synergy Public Company Limited (the “Company”) on 27 December 2018, regarding the notification of update on the resolution of the Energy Regulatory Commission. The Company would like
for 7 years and 6 months due to wrongful acts against investors’ assets make sure that they are truly issued by the banks or the asset management companies in charge, and to update their fund books (if
’ assets make sure that they are truly issued by the banks or the asset management companies in charge, and to update their fund books (if any) in the following business day to prevent damage that may be