(ETF), property funds, structured notes and other debt securities; (c) Relevant knowledge on accounting, finance and tax such as accounting standards; (d) Knowledge on assessment or https
, finance and tax such as accounting standards; (d) Knowledge on assessment or https://publish.sec.or.th/nrs/4158pe.doc acceptance.doc , Property Development, A company entered into the service concession
เป็นผู้ที่สามารถขายผลิตภัณฑ์ที่มีความเสี่ยงสูงหรือมีความซับซ้อนได้ (2) ประเมินความรู้ความสามารถของลูกค้า (knowledge assessment) ก่อนการติดต่อและให้บริการ และหากเป็นตราสารที่ไม่กำหนดระยะเวลาไถ่ถอนหรือ
out of five categories. They are: (1) CG Rules and Practice: The assessment showed most listed firms in the Thai capital market met the 60-day deadline for disclosure of annual financial statements
cooperation has been clearly developed and led to the announcement of ASEAN Disclosure Standards and ASEAN Collective Investment Scheme Framework, CG standards assessment to provide comparative data on intra
, the cooperation has been clearly developed and led to the announcement of ASEAN Disclosure Standards and ASEAN Collective Investment Scheme Framework, CG standards assessment to provide comparative data
procedures as specified in the Notification of the Office of the Securities and Exchange Commission by failing to conduct an assessment of information technology systems’ impact on the business operation of
with the rules, conditions and procedures as specified in the Notification of the Office of the Securities and Exchange Commission by failing to conduct an assessment of information technology systems
institution, insurance, construction, digital assets) obtain/maintain the required specialist knowledge? Does the firm have special training/or tailor-made programs for specific client industries? 15 Do the