Bangkok, May 25, 2016 ? The SEC will hold a public seminar titled, ?FinTech Forum: FinTech Data Analytics? to capture the growing financial business trends and technologies particularly in the area
Exchange Commission No. Kor Thor. 13/2563 Re: Guidelines for Considering Characteristics of Giving Advice to the Public Which Is Not Deemed an Undertaking of Securities Business in the Category of Investment
investment advice service. Tipsuda Thavaramara, SEC Deputy Secretary-General said that capital market regulators around the world are now embracing technological advancement to enhance efficiency and
1.5% for a period of 3 months (April – June 2020) for contracts that the subsidiaries’ group of the Company sell bulk tap water to PWA for the Chonburi service area, Rayong service area, Chachoengsao
subscription order of a client without contacting or giving advice to the client. She admitted having done so without providing details on the fund to the client. The SEC has therefore imposed a 40-day
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