regarding Definition of Institutional Investor, Ultra High Net Worth, and High Net Worth Investor; “client” means user of an intermediary’s services; “Stock Exchange” means the Stock Exchange of Thailand
. Notification of the Office of the Securities and Exchange Commission No. SorChor. 24/2555 Re: Approval of Appraisal Company and Lead Appraiser Contributing [Asset Evaluation] for Capital Market Transaction
Stock Exchange of Thailand (SET), notifying the Board of Directors’ meeting resolution, revising the opinion of the Board and the Audit Committee from unanimous approval of the IFA’s report to approval
ที่ กม (TRANSLATION) No. Gor.Mor. 25/2561 May 15, 2018 President The Stock Exchange of Thailand Dear Madam, Transaction of Warehouse Lease with Related Persons The Board of Directors’ Meeting of
International Company Limited from existing shareholders as the Stock Exchange of Thailand queried Attn.: The President The Stock Exchange of Thailand As per queried by the Stock Exchange of Thailand (SET) on
Commission Notification of the Office of the Securities and Exchange Commission No. OrThor/Nor/Khor. 11/2548 Re: Practical Guideline on Application for Approval and Approval for Appointment of an Executive of
Office of the Securities and Exchange Commission No. OrThor/Nor/Khor. 11/2548 Re: Practical Guideline on Application for Approval and Approval for Appointment of an Executive of a Derivatives Business
and Exchange Commission Notification of the Office of the Securities and Exchange Commission No. OrThor/Nor/Khor. 11/2548 Re: Practical Guideline on Application for Approval and Approval for Appointment
securities firms or derivatives business operators can be done without the SEC?s approval but will be allowed to the extent that it is deemed necessary to increase business efficiency. Importantly, outsourcing
Bangkok, November 9, 2010 ? The SEC Board Meeting No. 14/2510 today passed a resolution permitting foreign exchange traded funds (ETFs) to be listed on the Stock Exchange of Thailand (SET) on the