Bangkok, February 15, 2012 ? The SEC has revoked approval for Maris Tarab and Burim Chombhubol as fund manager and prohibited them from re-entering the industry for 10 years, starting from February
financial statements of Renaissance FMC, which constitutes a prohibited characteristic for an auditor in the capital market*. Accordingly, the SEC resolved to revoke Ms. Sulalit’s approval as a capital
Notification of the Capital Market Supervisory Board*. Accordingly, the SEC has revoked his approval as an investment consultant for Complex Products Type 2** and has imposed a ban on accepting any future
ซื้อขายหุ้น READY ผิดไปจากสภาพปกติของตลาด ในวันที่ 22 กุมภาพันธ์ 2566 (1st Trading Day) ซึ่งเป็นวันเกิดเหตุ ในลักษณะสร้างราคาหลักทรัพย์โดยแบ่งหน้าที่กันทำ และมีพฤติกรรมการซื้อขายสอดคล้องกัน จากการที่
Pursuant the Digital Asset Business Law, as amended, digital asset business operators having any of the following characteristics are deemed to be providing services to persons in Thailand, which requires proper license under the Digital Asset Business Law: (1) having a digital platform displayed, in whole or in part, in the Thai language; (2) having a digital platform registered by using a domain name with the extension “.th” or “.ไทย” or any other name that signifies Thailand or the Kingd...
The meeting discussed significant and challenging issues such as harmful, but legal conduct. In this regard, the SEC Secretary-General shared her view on the importance of information disclosure that should be suitable for each type of investors. She also mentioned the public hearing process that the SEC is undertaking to enhance regulatory rules and supervision of bond market to protect investor by way of providing sufficient information for decision making and to reduce risks due to a hi...
On October 27, 2022, the 37th ACMF Chairs’ Meeting, presided by the Securities and Exchange Regulator of Cambodia, agreed to have a virtual award ceremony to announce the results of the 2021 ASEAN CG Scorecard on December 1, 2022. The event will be hosted by the Institute of Corporate Directors, Philippines (ICDPh).The 2021 ASEAN CG Scorecard consists of three award categories as follows:(1) The ASEAN Asset Class PLCs Award is given to listed companies with the total score of 97.50 or above (75...
market business personnel under the provisions of the Notification of the Capital Market Supervisory Board*. The SEC therefore revoked the approval of Saowarat as an investment consultant for complex