withdrawal slip, failed to make proper verification before she jointly co-signed company payment checks or withdrawal slips in advance with another authorized director, causing the company to suffer losses

. Thus, she jointly operated securities business without obtaining license from the SEC, in violation of the Securities and Exchange Act B.E. 2535 (1992) Section 90 and subject to sanctions under Section

voting rights of TIES within the period specified in the notification of the Capital Market Supervisory Board. She later filed the accurate report (Form 246-2) to the SEC Office on October 31, 2016. SEC

. However, she submitted the Form 59 reports to the SEC during the period from 3 September 2020 to 3 September 2021, which was later than the deadlines prescribed in the relevant SEC notification SEC Act S

for her own benefit. However, she failed to submit a report on the change in her securities holding (Form 59) in such account to the SEC Office within the period specified under the Notification of the

operation of INVX. She fails to perform the required duties of his position resulted in the offence committed by INVX concerning the case that INVX failed to comply with the rules, conditions and procedures

Pimwan Thareratanavibool Miss Pimwan Thareratanavibool, Managing Director and Director of AIE: As a person knowing or possessing inside information, she sold AIE shares through her own trading

the Asia GX Consortium, the SEC Secretary-General emphasized that transition finance is a crucial step towards achieving a Net Zero economy. She also highlighted collaborative efforts in developing

Division.  Ms. Sucha Boonyanate holds a Bachelor of Laws (LL.B.) from Chulalongkorn University, and a Master of Laws (LL.M.) from the University of Sheffield, the United Kingdom. She is also a qualified

consultant, had misappropriated clients’ money by withdrawing money from the clients’ banking accounts  without executing the transactions that the clients had made. Besides, she made false evidence by forging