benefits and long-term return. Mr. Malpass received profits from providing investment advisory service in the ordinary course of business. Thus, Mr. Malpass operated securities business as investment advisor
Mrs. Malee Tangjaisanong Mrs. Malee Tangjaisanong, Board Advisor and Assistant Executive Director of President Bakery Public Company Limited (“PB”) has changed her securities holding. In this regard
bondholders; “financial advisor” means a financial advisor on the approved list of the SEC Office; “financial institution” means a commercial bank, finance company or credit foncier under the Law on Financial
Approval of Financial Advisors and their Scope of Work (No. 2) B.E. 2551 (2008) dated 29 September 2008. Clause 3 In this Notification: (1) “financial advisor” means a financial advisor according to Clause 4
Exchange of Thailand (SET) and to hold the shareholders’ meeting for the ratification of the aforementioned transaction. Moreover, the Company is required to appoint an independent financial advisor to give
team in line with increase in operation >> Increase in professional fee from Financial Advisor engagement in accordance to submission of filing >> Allowance for doubtful debt reversal from major customer
Public Hearing System :: สำนักงานคณะกรรมกำกับหลักทรัพย์และตลาดหลักทรัพย์ แบบสำรวจความคิดเห็น Hearing Home การเปิดทางให้ Investment Advisor สามารถอำนวยความสะดวกในการซื้อขายผลิตภัณฑ์ในตลาดทุนได้
on investment advisor via crowdsourcing which are required to be granted SEC licenses. Investment advice must be made to general, not specific, investors and must be independent advice without
known as robo-advisor, service to be offered to investors next year. Robo-advisor has gained popularities in many foreign capital markets as it offers investors ability to obtain lower cost investment