Exchange Act B.E. 2535 (1992) (SEA). The findings previously led to the sanctions imposed on ING Funds, Maris and Burim. In this connection, the SEC further probed into the case and found that from January 5

Bangkok, July 31, 2013 - The SEC suspended three investment consultants of ZMICO Securities Co., Ltd; two-month suspension on {A} and {B}, and one-month suspension on {C}.  In this connection, the

risk reports and mutual funds? performance to the board of directors on a regular basis.In this connection, the asset management companies must fill in the due diligence checklist before investing in or

connection, Yongyuth and Vorapin are deemed as having untrustworthy characteristics of a publicly held company director and executive throughout the criminal proceeding period. On criminal proceedings, they

3) Orapin Raiwiboon. In connection with the case, the application for approval as investment consultant submitted by {A} has been rejected.  According to a report from Thailand Securities Institute

board of directors together with audit committee versus IFA have come to different conclusions.  In this connection, the SEC advises DEMCO shareholders to carefully study the information, exercise their

relationship and / or connection with the management, directors, major shareholders and controlling persons of the company and subsidiaries. B. considered as an acquisition and disposal of assets of listed

not limited to, the following: (a) allocating the newly issued ordinary shares , whether single or sequential allocations, payment of the share price, other conditions and details in connection with the

details in connection with the allocation 1Mongkolsuthree Group holds 41.35% of the Company’s shares, i.e. Mongkolsuthree Holding Co., Ltd. (35.68%), Mr. Supant Mongkolsuthree (1.79%), Miss Sutida

the share price, other conditions and details in connection with the allocation 1Mongkolsuthree Group holds 41.35% of the Company’s shares, i.e. Mongkolsuthree Holding Co., Ltd. (35.68%), Mr. Supant