C.N.B.C. (Thailand) Co., Ltd. C.N.B.C. (Thailand) Co., Ltd. conspired with other alleged persons to operate derivatives broker businesses in Thailand without proper licenses granted violating Section
Construction PLC (FOCUS), Inter Far East Engineering PLC (IFEC), and The Royal Ceramic Industry PLC (RCI) - in concealment through trading accounts of eight persons and on a continual basis to mislead and lure
Miss Nattawadee Chindaprasert Miss Nattawadee Chindaprasert colluded with Mr. Nakorn Tanasornkornchatchon (formerly Napadon Tuphitakphol), Mr. Patinya Pittayanupakorn, and Mr. Auttawut Phaichai, to
Navista Global Markets Ltd. Navista Global Markets Ltd. (Navista) operated derivatives business without license by representing itself to the general public as a gold futures trading agent. The
GISP Ltd. GISP Ltd. (GISP) operated derivatives business without license by representing itself to the general public as a gold futures trading agent. The company contacted and solicited the public
Derivatives Act B.E. 2546 (2003). According to the SEC News Release No. 103/2012, the SEC filed a criminal complaint against the alleged offender together with the others. The inquiry official informed the
registration with the SEC in violation of Section 16 of the Derivatives Act B.E. 2546 (2003). This case is in the process of inquiry by the inquiry official. According to the SEC News Release No. 103/2012, the
. 2546 (2003). This case is in the process of inquiry by the inquiry official. According to the SEC News Release No. 103/2012, the SEC filed a criminal complaint against the alleged offender together with
). This case is in the process of inquiry by the inquiry official. According to the SEC News Release No. 103/2012, the SEC filed a criminal complaint against the alleged offender together with the others