operation of INVX. She fails to perform the required duties of his position resulted in the offence committed by INVX concerning the case that INVX failed to comply with the rules, conditions and procedures
Mrs. Chandhira Chotinantasaeth Mrs. Chandhira Chotinantasaeth holding the position of Managing Director responsible for the operation of Jack Chia Industries (Thailand) Public Company Limited (“JCT
operation of Coindee. His failure to perform the required duty of his position resulted in the offence committed by Coindee concerning the case that Coindee failed to submit a written notice regarding the
Mr. Lee Yuan Tat Mr. Lee Yuan Tak, at the time of the incident, held the position of Chief Executive Officer of RHB Securities (Thailand) Public Company Limited, now as P Holding Securities Public
. His failure to perform the required duty of his position resulted in the offence committed by ERX concerning the case that ,on April 25, 2025, May 31, 2025 and June 28, 2025, ERX failed to comply with
for the operation of Merkle relating to customers' assets. Her failure to perform the required duty of her position resulted in the offence committed by Merkle concerning the case that, from March
mean any person holding equivalent position called otherwise and such person shall be responsible for a line of work relating to provision of securities services, securities operation or research on
holding equivalent position called otherwise and such person shall be responsible for a line of work relating to provision of securities services, securities operation or research on securities or capital
this English translation is strictly for reference. Notification of the Securities and Exchange Commission No. Kor Thor. 66/2547 Re: Maintenance of Financial Position of Licensed Derivative Brokers