29.9 million baht advance payment for advertising service by cashier cheque. Earlier, the auditor had, in accordance with Section 89/25 of the Securities and Exchange Act B.E. 2535 (1992), informed the
do so in the future; - To limit the collective shareholding of all patrons and related persons up to 25 percent of the IPO shares sold; - To require the board of directors to approve the criteria for
work for audit firms having quality assurance system in compliance with professional standards, the SEC regularly inspects the firm?s audit quality to uphold market fairness, ensure proper investor
by the said issuer or sponsor, respectively.Besides, relaxation of rules is also proposed to allow FA to provide service for securities issuer or sponsor in cases where staff of FA?s investment bank
Bangkok, March 19, 2014 - The SEC revealed that the Settlement Committee imposed a fine of 500,000 baht on {A} for using inside information to purchase {X1} Company shares for his own benefit.With
Bangkok, May 21, 2014 - The SEC revealed that the Settlement Committee imposed a total fine of 9,670,432.91 baht on {A} and {B} for using inside information to sell {X1} Company shares.With the
Exchanges (WFE). The proposal aims to enhance investment opportunity and investment choices for investors in the high growth subregion with an appropriate investor protection. For example, an investment
Bangkok, June 17, 2013 ? The SEC has won an ?Outstanding Booth? award for the category ?less than 100 square meters? at Money Expo Bangkok 2013 hosted by Money & Banking Magazine. SEC Secretary
fund mobilization for construction and development of infrastructure projects necessary for national economic development. The fund would essentially help (1) reduce the government?s budgetary burdens
criteria set by institutional investors; for instance, GPF and AIMC that TIA will exercise dissenting votes in the significant agenda; for instance, the agenda proposed in the meeting or having auditor?s