นายวรพล  โสคติยานุรักษ์  เลขาธิการ ก.ล.ต. เปิดเผยว่า คณะกรรมการกำกับตลาดทุนเห็นชอบแก้ไขหลักเกณฑ์เกี่ยวกับการลงทุนในตราสารอนุพันธ์ที่ซื้อขายในศูนย์ซื้อขายสัญญาซื้อขายล่วงหน้า (exchange traded

Inspection Workshop ครั้งที่ 3 มี 9 หน่วยงานกำกับดูแลผู้สอบบัญชีเข้าร่วม ได้แก่ Audit Oversight Board Malaysia (AOB),  Accounting and Corporate Regulatory Authority Singapore (ACRA), Securities and Exchange

D Global, Seandar Inc., Huang Young Lin, Tang Tia Julien, and Teh Cheng Huat, it is a violation of the Securities and Exchange Act B.E. 2535 (1992), Section 90 and subject to sanctions under Section

company has incorrectly recorded some accounts. In addition, the SEC?s review of such financial statements along with NIPPON information released through the Stock Exchange of Thailand indicate that there

gather information in a case of using inside information to purchase shares of a listed company in violation of Section 241 of the Securities and Exchange Act B.E. 2535 (SEA). {A}, a financial advisor

information disclosure. Moreover, it has not yet complied with the SEC and the Stock Exchange of Thailand (SET)?s previous orders requiring the company to disclose and clarify information on land purchase and

deemed a failure to perform duties responsibly, carefully and honestly in violation of Section 89/7 of the Securities and Exchange Act of 1992 (SEA), which caused him or other persons to gain benefit and

Securities and Exchange Act of 1992. Their actions therefore were in violation of Section 90 and liable to penalties under Section 289, which are imprisonment for a term of 2 to 5 years and a fine from 200,000

1property fund and REIT in terms of return, investment policy, and fee as well as tax impact. The Type 1 property fund must sell the assets to newly-established REIT for an exchange of unit trusts and the

., and Nexus Property Consultant Co. Ltd, at 1,172.75 and 1,100.72 million baht, respectively. In addition, based on GLAND disclosure via the Stock Exchange of Thailand (SET), its audit committee also