and procedures specified in the notification and failed to manage the Brilliant Plus fund in accordance with the approved fund management project which is the average proportion of investment in the
disqualification. This constitutes a violation of Section 46, which is subject to penalties under Section 272 of the Securities and Exchange Act B.E. 2535 (“Securities and Exchange Act”). SEC Act S.46
2024. However, Mr. Somphote submitted the Form 246-2 report to the Office on 9 July 2024, which was later than the deadline specified in the announcement. SEC Act S.246 Settlement Committee Meeting No
the Capital Market Supervisory Board, which is 31 March 2022. However, THL submitted such financial statements to the SEC Office on 2 June 2022, thereby submitting its annual financial statements for
than the deadline prescribed by the Capital Market Supervisory Board, which is 31 March 2022. However, THL submitted such report to the SEC Office on 2 June 2022, thereby submitting its Management’s
") for the year 2021 later than the deadline prescribed by the Capital Market Supervisory Board, which is 31 March 2022. However, THL submitted such report to the SEC Office on 23 June 2022, thereby
which is duly required to be performed. This case is in the process of inquiry by the inquiry official. SEC Act S.300 in conjunction with 33 Criminal Complaint Filed with an Inquiry Official Dated 13
system of the Stock Exchange of Thailand (“SET”) within the period specified by the Capital Market Supervisory Board which is within February 29, 2024. However, MILL submitted the financial statement for
through the transmission system of the Stock Exchange of Thailand (“SET”) within the period specified by the Capital Market Supervisory Board which is within February 29, 2024. However, MILL submitted the