in this news release is as of the aforementioned release date. For those who wish to see current status of the matter, please go to compliant filed with inquiry officer
Directors and Executives dated 23 January 2017. Information contained in this news release is as of the aforementioned release date. For those who wish to see current status of the matter, please go to
Exchange Act B.E. 2535 (1992) (SEA)*, while {A}, the most senior executive who was responsible for the company's business operation, was involved in those misconducts and failed to perform supervisory duties
out to differ from those anticipated; 1.2 Misuse of inside information. Any person who has access or possesses inside information (insider) must not seek unfair advantage of other investors or tip
) unrated bonds and (2) non-retail mutual funds that invest in unrated or non-investment grade debt instruments without limit on the investment proportion. The resolutions aim to provide those seeking to
will include new assessment questions, additional weightage for certain questions, particularly those on the Role of Stakeholders, and a streamlining of questions to place greater emphasis on practicing
decision. Shareholders can seek clarification from the company?s executives in the shareholders? meeting day. Those who cannot attend the meeting should give proxy to others and clearly state their own
to their risk appetite and their medium to long-term investment goals. Those who are interested can open account and buy investment units either from asset management companies directly or through
clients ? dishonestly used the information regarding clients? trading orders he had accessed by virtue of his duty and ran a fraudulent scheme whereby the orders of UBS?s clients would match with those of
revised to be more interesting, concise and user-friendly. Rules on material and related party transactions have been amended in line with those of the regional markets. Promotion of shareholders? voting