assets issuers, related intermediaries and those who transact with digital assets, and lessen chance for people on deception or be at disadvantages as well as allow the public sector to have tools to
lower than those specified by the CSC. In all cases, the civil penalties and the compensations for the benefits received or would have been received from committing the offenses shall be remitted to the
equally stringent regulations as those applied to IPOs; (3) Revising regulations on investor alerts and delisting of the securities in which companies displaying inappropriate behaviors; and (4) Revising
amended by the SEA No. 5 in 2016. The Civil Sanction Committee (CSC) has therefore resolved to impose civil sanctions* on those four offenders, comprising civil penalties, compensations in the amount equal
appropriate penalties on wrongdoers. There must be a harmonized collaboration among market participants to enhance the quality and efficiency of duties performed by those involved in the capital market's
the cases in writing to the public prosecutor for filing a lawsuit in the Civil Court to seek the maximum applicable civil sanctions, which shall not be lower than those specified by the CSC. In all
Paragraph 1 of Section 296 and Section 296/2 of the SEA, as amended by the SEA No. 5 in 2016. The Civil Sanction Committee (CSC) has resolved to impose civil sanctions* on those three offenders, comprising
the Civil Court to seek the maximum applicable civil sanctions, which shall not be lower than those specified by the CSC. In all cases, the civil monetary penalties and the compensations for the
to imprisonment for up to three years, a fine of up to 300,000 baht, or both. Those who are hired to open bank accounts with commercial banks and open accounts with digital asset business operators
to allow the transfer of units of LTF into Thai ESGX offered by those AMCs. ** All Thai ESGX are currently under review for approval by the SEC. Once approved, investors will be able to access detailed